Tuesday, October 24, 2023

What is a Machine?

This is the question that animates the first section of Gilbert Simondon's On the Mode of Existence of Technical Objects.  Simondon's answer to this question is complex and original, especially considering that he laid his theory out in 1958.  In fact, anyone critically pondering the current breathlessness around generative AI could benefit from considering his 75 year old critique of early cybernetics' facile identification of man with autonomous machine.  His ideas are so clarifying because he refuses the habitual way we have of looking at the machine; it is poorly understood if we reduce it to a functional black-box (either as a physical or algorithmic input/output table) that fulfills some human appointed task.  Instead, Simondon claims that to understand the machine, we have to look at it in itself, and not just as an intermediary that serves another purpose.  We have to look inside and see how it actually works.  And he backs up this striking change in perspective with a wealth of technical examples detailed enough to have sent me scrambling to wikipedia to keep up.   For instance we learn in detail about the diode (and triode to pentode), the Guimbault turbine, and the audiometer, to cite a few examples, as well as why it's called an internal combustion engine (in retrospect kinda obvious, but not something I ever considered -- in a steam engine, the combustion happens outside the chamber).  Simondon discusses such details at length primarily in order to show us the actual causal interactions of energy and information that make each machine work.  But the examples also enable him to examine how these interactions change over time as technology evolves.  In fact, the history of development of the machine plays an integral role in Simondon's theory of the precise way in which technical objects exist as such.

This probably all sounds pretty abstract.  And you can see a confusion in the last sentence between "machine" and "technical object".  So let me start by giving a rough and ready definition of Simondon's machine, and clarify some of his terminology.  For Simondon, the machine is a specific type of technical object, which he calls the technical individual.  There are also technical elements, which compose parts of the machine, and technical ensembles consisting of several machines.  Each of these technical objects is both a material thing and a functional thing.  But what makes them "technical" is essentially the intersection of these two worlds.  Roughly speaking, a technical object is a material object that has some human thought baked into it.  It's this "designedness" that distinguishes it from a natural object (or perhaps more accurately that gives it a technical mode of existence, alongside its natural mode).  Conversely, a technical object is not just a thought, just an abstract idea or diagrammatic function, but an idea that has been made concrete, or been materialized in a particular way.  

In a sense, this is kinda obvious.  At least at this moment in history, how would we talk about the products of technology without talking about humanity?  But Simondon's point is not simply that humans fabricate technical objects, which then exist somewhere between the ideal and the natural world.  He sees the development of technical objects as having an evolution from the abstract realm of thought towards the concrete realm of the natural world.  That is, their mode of existence also implies a trajectory of technical progress.  However, this definition of progress shouldn't be confused with our everyday notion of better, faster, stronger, and cheaper.  The two concepts may often overlap, but Simondon's definition considers progress from the point of view of the machine itself, irrespective of whether today's machine fulfills its human appointed task in a way we value more highly than yesterday's.  "Progress" is concretization.  

How exactly does this work though?  To really understand him, it's important to study Simondon's examples in detail.  Unfortunately, the details would take us to far afield.  So instead, let me describe the process generally, but with reference to a single example.  Consider an engine.  The abstract idea of an engine is pretty straightforward.  You heat something and it expands and pushes on something.  Then you let it cool and it contracts and pulls. After that you repeat the cycle.  An abstract engine has various functional parts we can represent in a diagram.  We need a chamber with a moving piston.  We need a source of heat and a cooling reservoir held at different temperatures.  But as the Feynman Lecture admirably demonstrates with its example of the rubber band engine, we have a lot of leeway in choosing what material structures will fill these roles.  This indeterminacy is obviously what makes the physicists black-box functional diagram of the engine "abstract".  The ideal engine doesn't have any friction, it's reversible, and it's constructed of ideal materials that don't deform under pressure or store heat in themselves, or ... do anything other than what they're supposed to do.  It's a spherical cow.  In this abstract engine, each part has only one role, and it plays that role perfectly, without any unintended side effects or consequences for how the other parts complete their task.  Obviously, no concrete engine fulfills these criteria.  But when we start building engines, we start off trying to build them to match the abstract idea we have of them.  We make each material piece of the concrete machine correspond as closely as possible to a single function in the abstract machine.  And we try to isolate the operation of these pieces so that they only interact with one another in the simple ways specified in the abstract machine (eg. the piston should move, but not heat up, or if it heats up it should not transfer this heat to the chamber).  However, as we build more sophisticated engines from different materials and made to serve different applications, we start to have to take into account the various "side effects" due to any particular materialization of our design.  These side effects are really just the inescapable consequences of the full laws of physics being applied to the concrete materials of our machine.  None of our actual parts can really be nothing but the Platonic From of their functional role.  Because they are material structures, they always end up containing something more than they were designed for.  They are subject to gravity and friction, have some chemical composition and structural integrity that does not bear infinite cycles of heating and cooling, etc ...  

Of course, we can try to improve our concretization of each part so that it more closely matches our abstract diagram.  But Simondon observes that this is not actually how technical objects progress (ie. become more concrete).  Changing the particular way an abstract part is materialized leaves the technical object at the same level of overall concreteness.  The only way the object can become more concrete is through creatively using, rather than minimizing, these side effects.  In other words, progress happens when the pieces of the machine begin to leave behind the single abstract function they originally played in the designer's notebook and to have their concrete properties directly incorporated into the design in a positive and productive way.  In other words, a more concrete machine synthesizes functions held distinct at the level of the abstract machine.  Each piece of the concrete machine is designed to play more than one abstract functional role, and conversely, any given function will be carried out by several pieces at once.  In this way, the margin of indeterminacy that applied to the materialization of each abstract functional role is reduced; if if neither of two functions can occur without this particular material part, then the part is rendered more concrete, more necessary to the machine's functioning, and less abstract.  The example Simondon gives in the case of the engine is the way the cooling fins on the chamber also come to serve as structural reinforcement of its capacity to contain the explosion happening inside it (in the case of an internal combustion engine).  

At the limit of this process of concretization, the technical object converges with the natural object.  Every piece becomes so tightly related to all the others that all the possible interactions between pieces become necessary for it to function.  No material piece can be considered in isolation, unless it be the entirety of the machine.  The technical individual (aka the machine) comes together as an insoluble individualized unit precisely when the causal interactions between all its pieces form a self-stabilizing feedback loop.  Each part becomes so co-adapted to the others that none would function in isolation.  But at the same time, the effect of their mutual functioning guarantees their mutual conditions of functioning, like a snail that secretes its own environment.  In short: the technical individual arises in the manner of a vortex.  It stands up tile a tipi.  At that point, all the causal effects described by all the various sciences that apply to the functioning of the machine have been designed into it from the beginning, so that the abstract functional diagram of the machine also converges with our full scientific understanding of its materialization.  While this is clearly a limit case we never reach with our technology, Simondon claims that machines naturally progresses in the direction of greater concreteness when they can.  

Progress, even in Simondon's technical sense, is not inevitable.  Under what conditions does the technical object become more concrete?  That is, how do machines evolve?  It's really to fully answer this question that Simondon builds his whole tripartite theory of the technical object (element, individual, ensemble).  First, he discusses technical evolution at the level of the individual (the machine).  His idea is that a machine placed in a relatively static environment won't evolve or progress in his sense of the term.  Such a machine might change, in fact, in human terms it might even improve dramatically, but it will not exhibit the type of creative evolution powered by a structural synthesis of functions that defines Simondon's idea of progress.  In a static and controlled environment, the machine will only become over-adapated to its conditions (he calls this hypertelic -- though he may be using this word in its root sense of hyper-telos).  The functioning of each part might be improved, but there won't be a discontinuous and creative jump to a new functional synthesis.  In order to create such a jump in concreteness, the machine must confront an inherently dynamic environment, one defined by the fact that it reacts back upon the machine.  This can only come about when the machine's human defined task collides with the continuous variability of the world in which it is supposed to carry this task out.  Such unstable conditions prevent the specialized, over-adapted machine from functioning and require that any successful machine create a sort of buffer around itself that is stable enough to allow it to function.  In other words, the functioning of the machine will create the environment in which it is able to function.  

Here we're clearly looking at the same vortical structure we discussed earlier from a slightly different angle.  Simondon refers to what I've called a buffer as an "associated milieu" that surrounds the machine.  Each true technical individual requires such a milieu to function, and conversely, each associated milieu supports only a single technical individual.  The symbiosis between machine and milieu becomes a tight, self-regulating feedback loop that allows the machine to persist in the unstable environment at the intersection of human purpose and real world variability.  And it's the existence of this milieu that allows the various functional parts of the machine to interact in the global and synergistic way we talked about earlier.  So technical progress depends on the stabilization of an unstable environment through the actions of something operating immanently within that environment.  Simondon connects the idea of the associated milieu to the "ground" in gestalt theory, as well as to the Freudian unconscious (and the Deleuzian virtual, we might add).  But his discussion of this is very compressed and tangential to his main point about technical evolution.  So, despite the fact that the existence of this milieu, and its distinction from the machine itself, bring up a host of interesting philosophical questions related to the BwO, I'm going to skip over them now. 

So, technical elements evolve by interacting with a variable material world until they come together in a moment of concrescence to form a technical individual.  Is that the end of the story then?  Do these individuals go on to produce other individuals like themselves, with perhaps some variation?  Have we turned Darwin loose among the machines?  Simondon's answer is no -- individual machines do not reproduce themselves.  In his view it takes an entire ensemble of machines to produce the elements needed to construct an individual.  On the one hand, this seems like common sense.  My computer does not spontaneously produce another version of itself (Apple shareholders would be very disappointed if it did).  In fact, while I can design a new computer with this one, actually materializing it requires a globe-spanning supply chain of truly enormous complexity that produces everything from its silicon to the metal in its usb dongles.  On the other hand, it seems like this might be a matter of semantics.  I mean, couldn't we just call the collection of machines a machine itself?  Maybe that mega-machine doesn't exactly reproduce itself, but its sure seems to grow at least, metastasizing like capital itself.  Perhaps the ensemble is a kind of evolving, quasi-organic individual in its own right?

Simondon, however, is having none of this vague thinking by analogy.  One of the great contributions of his theory is his insistence that we need to examine the actual causal connections that allow a machine to function.  This is, after all, how he came to his definition of the machine to begin with; it is defined by a set of reciprocal causal relations between elements and between the individual machine and its associated environment that lead to a homeostatic feedback loop.  In other words, the pieces of an individual technical object are functionally inseparable.  If we were to cut into those connections, the integrity of the machine would fall apart (or at least change qualitatively).  This is not true of an ensemble.  An ensemble contains several individuals that are maintained as distinct.   It limits the casual interactions between them in just such a way that an associated milieu that would weld them into a single machine does not develop amongst them.  The example Simondon gives is the scientific laboratory -- we try to make everything in it a separate and isolated variable that doesn't couple to any of the other parts.  Likewise, in the opposite direction, a technical element is, by itself, inert.  It is stable in the way a seed is stable precisely because it contains all its possibilities inside itself and doesn't interact with the outside world much at all.  In short, the levels are defined by the density and distribution of their causal connections.  [The modern analogy for the same idea would be Tononi and Koch's Intergrated Information Theory of consciousness, with the machine playing the role of the high-Φ conscious entity.]

This rigorous separation of element, individual, and ensemble is the foundation of Simondon's theory of technical evolution.  Individuals don't directly produce new individuals (which, given their definition could seemingly only happen as some sort of asexual budding?).  However, when integrated into ensembles, they do produce new elements that have all sorts of potentialities latent within them.  One simple example would be something like steel.  It takes a pretty serious ensemble to produce steel.  You need supplies of iron and carbon produced by various machines, as well as a complicated foundry machine.  But what you get out of this process is not just a hunk of metal.  The result is a special material with a certain "technicity" built into it.  By itself, the steel won't do anything, but, because of all the properties engineered into it by the ensembles which goes into its production, it can be integrated into all kinds of new machines that could not be constructed in any other way.  It takes a village to raise a skyscraper. Thus, technology evolves through element-individual-ensemble-element cycles that gradually bootstrap whole new types of technology into existence.  

The clear distinction between levels of technical objects also allows us to understand where the confusing analogy between man and machine comes from.  As Simondon repeatedly points out, humans and machines are only superficially similar, and coincide only when we consider them solely from a functional utilitarian standpoint. Since the underlying causal structures that accomplish these goals are totally different, its only under very narrow and artificial conditions that the two will function identically.  Consider the contemporary case of "artificial general intelligence" in this light.  When we call a large language model like ChatGPT 'intelligent' we are actually comparing two very dissimilar objects.  On the one side we have a statistical model of human language encoded in silicon. When we give it a set of plain english input symbols it will give us another set of plain english output symbols that we deem relevant or satisfactory in some sense.  On the other side, we have an adult hairless chimp whose neural network is capable of performing a similar input-output task.  And all we know about what these two have in common is that a hairless chimp named Turing cannot tell which input-out relation belongs to which side, no matter how much time he spends typing into a chat window.  Is this result surprising though?  Turing is testing the difference between these objects in the most narrow possible way.  I won't say its uninteresting or irrelevant to look at a human being as solely a language processing algorithm, but you'll have to grant that it is a tad reductive, no?  Is human intelligence really reducible to statistically likely language processing?  Are humans really reducible to their intelligence?  In this comparison, we're treating humans in a way that Simondon would refuse to treat even a machine!  

Why would ever we take up such a narrow mode of analysis of either human or machine?  Simondon answers this question by pointing to the history of technology -- we confuse man with machine because, historically, man machined himself.  Consider the technology involved in pre-industrial, artisanal production.  At this level of technology, humans used discreet tools that were mostly incapable of directly interacting with one another.  How did these technical elements come together into a self-stabilizing technical individual in this era?  They only came together as a machine in Simondon's sense through the human individual, the artisan or craftsman.  It was the craftsman who understood the potential of his tools and materials and who provided for their mutual causal interaction in his workshop.  Thus the craftsman was a technical individual at the center of an associated milieu.   That is, he was a machine.  Of course, in some cases, it was a group of human individuals who coordinated their actions to form a single machine (consider, for example, the rhythm of harvesting with a scythe).  In either case the point is the same.  Humans made themselves coextensive with the causal network that accomplished the task.  Naturally, then, when ensembles of these various human machines began producing new technical elements that would later coalesce into new industrial machines, the human individual found his role as a technical individual replaced by the material machine.  In short, we can only imagine the machine replacing us if we have already "machined" ourselves.  And when this replacement happens, the human individual is forced to move either up or down the technical hierarchy.  We either move down to become elements of the new machine, ancillary parts serving a single role in its functioning, or we move up become overseers of the ensemble of machines, coordinators of information produced by a system of machines held as distinct.  I assume that it's something like this latter role that Simondon will commend to us as the book unfolds, but that's the subject of the next post. 



Wednesday, October 11, 2023

Some Preliminary Comments on The Fold and a New Reading List

After dipping my toe into the source material, I proceeded on to Deleuze's discussion of Leibniz in The Fold.  Not surprisingly, this is a pretty difficult book.  Not only does Deleuze try to make a consistent system out of Leibniz's scattered and fragmentary work, but he also tries to connect it to Baroque painting, architecture, and music.  The first task alone would be relatively monumental, since Leibniz not only wrote quite a lot, but he wrote in a number of different contexts -- pure mathematics, physics, religion, philosophy -- which we would now consider incompatible, but which Leibniz clearly saw as harmoniously related.  The second part could likewise be a study in itself, especially since Deleuze does not confine himself to historical Baroque figures such as El Greco, but extends to concept to include "neo-Baroque" artists like Simon Hantai, Dubuffet, and others.  And then the basic thesis of the book is that these two sides, while they are completely distinct and each possess a complicated logic of their own, are nevertheless so inseparable as to be two sides of the same coin.  This, after all, is the concept of the fold -- two things that are doubled or folded over one another to form the non-dual.  So it's a lot to pack into a 137 page book.

Early on in reading the book, I decided to take a different approach than I usually have to reading Deleuze.  Instead of live blogging it line by line, I read the whole thing through relatively quickly and superficially (ie. in under a month).  The plan was to immediately begin again with a more detailed second reading.  Along the way, however, I began to feel like I hadn't read quite enough Leibniz source material to fully appreciate what was going on.  Since Deleuze makes frequent reference to Leibniz's New Essays on Human Understanding, and since this was one of only two complete books Leibniz ever wrote, I thought perhaps I should go through it before returning to Deleuze.  Unfortunately, what makes the essays New is that the they are commentary on Locke's mammoth: An Essay Concerning Human Understanding.  And Lord, you can imagine where it goes from here.  I obviously enjoy reading in the history of philosophy, but 800 pages of Locke is a bit much even for me (though one interesting shortcut of sorts might be to read Dewey's commentary on the two works together).

Anyhow, after pondering the extent of this detour, I decided against it.  Instead, I've planned an even longer background reading list, but of exclusively modern authors.  There's a group of contemporary authors that Deleuze refers to frequently throughout his work, particularly when the context involves the question of individuation, which is one of the clear themes of The Fold.  Perhaps the most interesting aspect of Leibniz's monad is the way that each individual somehow contains the entire world.  In fact, containing everything is almost synonymous with being a true or unique or perfected or completely determined individual.  But how do you pack the infinite world into the limits of a finite being?  Obviously, you fold it up. -- infinitely many times.  Not only is this folding a way of packing many things into a small space, but the process of folding itself creates an inside and an outside from what was previously a continuous fabric.  

Whenever Deleuze discusses this process of folding, which we might equally call a process of differentiating or of selecting, ordering and filtering the world, three names inevitably appear -- von Uexküll, Ruyer, and Simondon.  I already have Simondon's On the Mode of Existence of Technical Objects sitting on the shelf.  I've been intending to read von Uexküll's A Foray into the Worlds of Animals and Humans: with A Theory of Meaning for at least a decade now because, well, how can you not want to read something with that title?  And while Ruyer is a more recent addition to the list, my interest in his work was piqued after reading Daniel W. Smith's review of Neofinalism.  So first I'll try to deepen my understanding of the concept of individuation by reading those three texts.  After that, I'd like to check out Bernard Cache, an architect who Deleuze mentions repeatedly in The Fold, as well as to finally read Daniel W. Smith collected Essays on Deleuze.  From what I've gathered over the years, Smith seems to be the best English language commentator on his philosophy.  Though given that Deleuze's US reception skews towards wanky literature department types, this is admittedly a low bar to hurdle.  

Friday, June 23, 2023

The Structure of Emptiness

What can we actually say about the concept of emptiness?  Does the experience of the non-dual have any structure we can identify?  Not that identifying something systematic here would resolve this experience, or be any sort of essential or fundamental description of it.  The question is simply an experiment in what more can we say and what new possibilities these thoughts open for us.  

This post is an experiment inspired by the sense that I keep reading about the same thing over and over again in different guises.  Clearly then, there are many names for this thing and many approaches to it.  My inclination is to describe this object in abstract form so as to better recognize it in various contexts, as well as to see more aspects of it in each of the contexts in which it appears.  Let's provisionally call this object "emptiness".  The simplest observation I can make about this 'object' is that it's more like a verb than a noun, more like a process than an object.  And the simplest description I can give of the process of emptiness is that it is like a vortex.  Things are empty when they arise in the manner of a vortex.  A vortex seems like a good image of emptiness for two reasons.  First, it is simultaneously real and capable of affecting other things, but is in itself also somehow essentially unreal, only an effect produced the relations of things that are not-vortex 1.  A hurricane is 'just' moving air.  Second, the vortex is a dynamic system that can't be thought of in the absence of time and movement.  It is a process that essentially involves circulation.  The vortex is the simplest image I can think of that describes what the ego in Lack and Transcendence, the gift in The Gift, the continuum in Mathematics and the Roots of Postmodern Thought, and différance in Of Grammatology have in common.   

Since I wanted to explore the line of thinking that has led me from each of these books to the next, and the connect this thought back to its (for me) Deleuzian roots, I reread Deleuze's essay "How Do Recognize Structuralism?".  Back when I was reading Difference & Repetition, my attention was drawn to this particular essay by Levi R. Bryant's comments.  It functions almost as a summary of Deleuze's ideas in DR and LOS.  It also fits particularly well in the context of Tasic and Derrida.  Since (contrary to perceptions here in Amerika) I find Deleuze a very systematic thinker, I thought that perhaps this essay could help me flesh out my rather simplistic metaphor.  And indeed in the essay Deleuze does indeed describe something that acts very much like a vortex, which he calls "the empty square".  But the way he approaches this idea -- by putting it at the end of his discussion of structuralism, despite the fact that he considers this element the very foundation of structural thinking -- encourages me to approach the question from a new angle.  Let's see how that process unfolds.

Perhaps the place to begin is by examining the problem that Deleuze addresses in this essay.  He says that we can only recognize structuralism by asking what it is that the structuralists themselves recognize in their various domains they study.  In answer to this question, Deleuze points out that linguistics is always considered the foundation of structuralism for good reason; what structuralists recognize -- regardless of whether this is in a culture (Levi-Strauss), an economy (Althusser), an epistemology (Foucault), or the unconscious (Lacan) -- is always a language.  Indeed, "language" and "structure" are almost synonymous.  Consider our commonplace notion that there is a "genetic language".  What we mean by this is that the genome is not simply a random collection of A, C, G, and T base pairs, but a structured one, where differences in this code are systematically tied to differences in phenotype.  Because of this structure, we can see the genotype as a different way of describing the phenotype.  Basically, a language is something that puts two different levels or orders into correspondence.  This is also exactly how spoken language works -- by correlating some vocalized sounds with some ideas in our heads.  And this correlation is the basis of our language's ability to mean anything at all.  We might say that it is the "condition of possibility" of meaning in general.  So, ultimately, the problem Deleuze addresses is how something any meaningful language is possible.  

Traditionally, at least when it comes to spoken language, we have a simple answer to this question.  Meaning is possible because there is a subject who understands what words represent.  Today, it's obvious that this explanation is a cop-out because it packs all of the mechanism of meaning into the mysterious interior of the subject.  So we can refine Deleuze's question a little further: how can a meaningful system be constructed in a world where the concept of meaning is not already given?  One of the presuppositions of Deleuze's whole philosophy is that things like meaning, identity, and the subject must be constructed, that their behavior must be explained by the working of some mechanism that does not invoke them as a principle.  In this context, "mechanism", "structure", and "language" are all synonyms.  And all of these will have to operate below or prior to the level of meaning.  They will seek to explain how we build the meaningful out of the meaningless.  The analogous question in a Buddhist context would seem to be: how is form possible in a world of emptiness?

When I state the problem this way, I see more clearly how superior Deleuze's essay is to Derrida's contemporary reflections on structuralism.  Derrida spends many pages deconstructing Saussure's linguistics and demonstrating how he relied on some idea of the interior "thought-sound" that spoken language was meant to represent.  While I haven't read any Saussure, this seems to all be valid criticism.  But it risks missing the forest for the trees.  Saussure's major contribution -- the founding idea of structuralism -- was to point out that there is an actual mechanism to this representation.  Spoken language consists of a series of arbitrary phonemes distinguished only by their differences from one another.  So it doesn't represent thought by assigning each complete thought or each concept an external marker in some one-to-one correspondence.  This would obviously require the understanding or thinking subject that we just discussed.  Instead, language works by coding thought in a string of different sounds.  It's true that Saussure seems to have sometimes taken for granted the simple unity, presence, and reality of the original internal thought.  But just reading Derrida's account doesn't allow us to appreciate the huge step forward that Saussure has made by observing that the signifiers in language are not words but phonemes.  These units don't directly represent or correspond to anything.  Their only role is to differ from one another.  Hence Saussure can famously say, "there are only differences without positive terms".  Despite his criticism, Derrida's philosophy owes its whole existence to this idea.

What's more, all this deconstructing, all this obsession with crossing out the presumed origin of language in "pure" thought, leaves us almost completely unable to see how language could actually be, you know, constructed.  And wasn't this the original question?  Because, actually, language does carry meaning.  It just doesn't do it the way we naively presume it does when we take the concept of meaning for granted.  Deleuze tries to give us something like a new meaning for "meaning", whereas Derrida comes close to abandoning the concept altogether (while of course continuing to use it "sous rature", which is a fancy way of saying 'with scare quotes').  In fairness to Derrida, towards the end of his essay Linguistics and Grammatology, he does make some allusions to a positive theory.  He suggests that what he calls "the trace" or "arche-writing" provides for the fact that language does actually distinguish an interior signified from an exterior signifier.  

If the trace, arche-phenomenon of "memory," which must be thought before the opposition of nature and culture, animality and humanity, etc..., belongs to the very movement of signification, then signification is a priori written, whether inscribed or not, in one form or another, in a "sensible" and "spatial" element that is called "exterior." Arche-writing, at first the possibility of the spoken word, then of the "graphie" in the narrow sense, the birthplace of "usurpation," denounced from Plato to Saussure, this trace is the opening of the first exteriority in general, the enigmatic relationship of the living to its other and of an inside to an outside: spacing. The outside, "spatial" and "objective" exteriority which we believe we know as the most familiar thing in the world, as familiarity itself, would not appear without the grammé, without difference as temporalisation, without the nonpresense of the other inscribed within the sense of the present, without the relationship with death as the concrete structure of the living present. Metaphor would be forbidden. (pg.70 in this edition)

The takeaway from this monstrous prose is that "difference as temporalization" (différance) works as a sort of absence-within-presence or an unoriginality-within-origin that gives birth to both sides of these conjoined opposites in a single movement.  Derrida, again with fairly vague allusions, relates this non-dual différance to Heidegger's concept of time and Freud's idea of repression.  Time, it seems, is some sort of ongoing distinguishing process that literally produces a structured stream of differences and differences within differences, the most fundamental of which is the two sides necessary to constitute a language.  I think Deleuze's concept of fractal time better describes this structure than Heidegger's analysis of the temporality of dasein, but these are clearly at least related ideas.  

At its core, the structural mechanism that Deleuze uses to explain the possibility of meaning shares some similarities with Derrida's theory of différance.  Both hypothesize that the two sides required for meaning are produced by the differentiation of a single, structural, element.  Signifier and signified, subject and object, interior and exterior are the effects of the operation of the structure.  Both also characterize this element as a sort of paradoxical object.  Derrida's "nonpresense of the other inscribed within the sense of the present" corresponds to what Deleuze's essay calls the "empty square" that is always missing from its place.  Throughout his writing Deleuze gives many names to his object.  It's the aleatory point, the dark precursor, the BwO, and the plane of consistency.  This variety of names is fitting for something that does not have a stable identity of its own.  Ultimately this element is difference-in-itself, which keeps on differing from itself.  The fact that difference is never what or where or when it is, so to speak, means that it is always displaced from itself, always circulating and moving.  We can see the same structure in  Hyde's gift or Loy's lack.  Such circulation is the animating force of the structure, and this movement draws up an abstract space of spatial, temporal, and semantic possibilities.   We might sum up by saying that difference corresponds to the one (or better the zero) that becomes two -- the thing which all the non-dual awareness philosophies seem to point at.

So far, we've made some progress relating Deleuze to Derrida, Hyde, and the concept of emptiness.  The vortex we started with is created by the continual circulation of an empty place.  As soon as one instantiation of this element fills in the place, the element itself, as a sort of placeholder, moves elsewhere.  There's a sort of permanent disequilibrium or asymmetry involved in emptiness which creates a sense of motion that isn't in time so much as constitutes time itself.  In this way, a single element, albeit paradoxical and multiple within itself, breaks down into a whole series of places, an entire field of differences.  As I mentioned earlier, Deleuze does not begin with this analysis of the empty place, but build up to it as a climax (in "The Sixth Criterion: The Empty Square", pg. 184).  Now that we've seen how the story ends, we can see better that his real contribution here is the whole apparatus he creates to help us understand how emptiness can structure form.  All of the first five criteria were about the structure of this field of difference and the ordering of places within a series.  If emptiness itself can't be described, we can instead spend most of our time discussing the way that it informs form.

Since I don't know whether I'm going to describe Deleuze's structure in detail, I want to make sure I state the takeaway upfront.  Though he doesn't mention it in this essay, the basic metaphor here is embryogenesis.  The undifferentiated egg gradually becomes the adult organism through a cascade of increasingly fine differentiations.  There is a fractal cascade of difference from the difference in-itself of the empty square, to the qualitative difference between relations and singularities in the structure, to the field of quantitative differential relations between the elements themselves, and all the way down to the differentiation this structure provides to the actual.  The goal of this complex theory is to allow us to say some more about difference-in-itself, to help us see how this idea of emptiness has a structure of its own, a recursive, nested, hierarchical structure that allows it to 'take form'.  Deleuze creates concepts that allow us to express the idea that emptiness cannot be only a single, smooth, undifferentiated thing.  Difference in-itself must contain difference, in itself.  This recursive and non-dual structure is a requirement of any theory of immanence.

The whole sequence is encapsulated in Deleuze's idea of a T versus C spectrum of difference that stretches from the virtual to the actual.  On one end, emptiness is a pure differential flux, an instantaneous cut or missing piece that rejoins the two asymmetrical sides of time.  It is highly differenTiated in the sense of a mathematical derivative or singularity.  But in itself, it is a nothing that can become everything, a sort of degree zero or un-differenCiated egg.  On the other end, forms fill the structure and become fully differenCiated and reified into static objects.  Time is then reduced to the un-differenTiated laminar and linear flow of a subject.  I've presented this as moving from the empty egg as cause to the full forms as effect.  But of course we can also think of it the other way around.  At each level, distinct forms are joined by the emptiness between them.  It is the empty square that animates the structure, establishes a continuity between the differentiated parts, and allows us to ascend from the actual to the virtual.  In this context we might speak of a Deleuzian 'deconstruction' that always shows us a third thing, a transcendental precondition of the distinct things posited at each of the levels.  In fact, this is how he opens the essay, by considering the way structuralism adds the symbolic to the commonplace distinction between the real and the imaginary.  

And I think I'll leave it at that.  There's a lot of apparatus in "How do we recognize Structuralism?".  It's all interesting, but to really do it justice, I would need to read each of the structuralist writers he discusses as well as reread parts of Difference & Repetition and The Logic of Sense.  But this apparatus changes again and again in the development of Deleuze's philosophy.  The only crucial thing that is conserved in every iteration is the idea that: 1) a paradoxical element structures a nested field of difference, and 2) the first 'level' of this field (beyond the degree zero of the field of fields itself) is a distinction between its differential relations and its singularities.  These seem to function like alternate perspectives on the same field which "symbolize with" one another (pg. 177).  Perhaps these two are the minimum requirements of a philosophy of immanence?

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1.  This description is inspired by my vague memory of how Tucker Peck once described not-self or emptiness or lack of essential nature or something like that.  Everything is made up of stuff that is not that thing.  I imagine that this description was aimed directly at the problem of infinite regress entailed in our typically homuncular sense of self.  It's another way of stating Nozick's idea that the only explanations that actually explain anything are invisible-hand explanations.  Since a vortex is in some sense nothing but moving particles, this description applies well.  However, on another level we might argue that the constituent particles themselves are vortices as well, made up of the interaction of even smaller particles, and so on ... This strategy makes a virtue of infinite regress by suggesting that it's turtles all the way down.  This idea of a "good infinity", the infinity within the finite, is fascinating to me.  A simple iterative process produces the astonishing complexity of a fractal or the continuum or the results of a meditating on "who am I?".  What theoretically seems like a boring copy of a copy of ... turns out to be remarkably fecund in practice.


Saturday, February 4, 2023

The World Is Neither True Nor Real But Living

Well, devoted readers, we have finally reached the end of the Nietzsche bender that began exactly a year ago.  It's ridiculous to try and sum up what I've learned this past year in just a few lines, but it seems important to try.  First, I learned that I didn't really understand Nietzsche well at all back in college.  Back then, I adored and romanticized his polemic poetry of the lone individual.  Most of this is actually just there as an initial goad to thinking, but also a trap to ensnare the unwary.  There isn't really any individual person in Nietzsche's philosophy; everything is the will to power, the ever-productive and affirmative emptiness.  Seeing his philosophy in light of the concept of not-self completely changes what you get out of it.  Second, Nietzsche's main point is that nihilism is inevitable and necessary, but that it overcomes itself through action.  The world always looks meaningless.  It is neither true nor real, but is made through living.   The important thing is to live creatively, affirmatively, and joyously, by producing our meaning and reality as we go.  To do this, we have to continually overcome the 'objective illusions', like the self, that fool us into thinking that the world is, or should be, any particular way at all.  Freedom lies in the glory of making it all up, including making ourselves up.  Nihilism is not a problem, but merely a derivative consequence of our joyful creative power.

Of course, in this final post I also want to organize my thoughts about the final chapter of Nietzsche & Philosophy.  However, I don't think I'll proceed with the exhaustive detail that I've devoted to the rest of the book.  Chapter 5 -- The Overman: Against the Dialectic doesn't really add anything new to the framework that Deleuze has built over the course of the book.  Its purpose is to show us again the way the will to power switches valence from negative to positive at the height of nihilism.  Nihilism overcomes itself when the negative will, the will to nothingness, targets reactive forces and leads them into a becoming-active self-destructive that, rather then ending in nothingness, actually ends up affirmatively producing something new.  This whole cycle is part of the positive and affirmative will to power.  Accordingly, the chapter is divided into two parts.  Subsections 5.1-5.9 tell the story of the history of nihilism that leads up to the point of its self-destruction.  Then, subsections 5.10-5.13 bring us back out of the abyss and look at the some story from an affirmative perspective.  The whole thing, then, is a theory of the relationship between affirmation and negation and th way these are not really opposed to one another but interconvert.  

When we conceive of the story in this big picture way, however, we risk confusing it with the other great philosophy of the union of opposites -- the Hegelian dialectic.  So throughout the chapter though, Deleuze works hard to show us how Nietzsche's story is precisely not a form of dialectic.  Instead, we finally realize, Deleuze sees Nietzsche's whole philosophy as a species of radicalized Kantianism.  Here we come back to a point that I earlier found completely obscure -- Nietzsche is a rejection of Hegel and and a development of Kant.  

Although this supposition must be verified later we believe that there is, in Nietzsche, not only a Kantian heritage, but a half-avowed, half-hidden, rivalry. Nietzsche does not have the same position in relation to Kant as Schopenhauer did for, unlike Schopenhauer, he does not attempt an interpretation which would separate Kantianism from its dialectical avatars and present it with new openings. This is because, for Nietzsche, these dialectical avatars do not come from the outside but are primarily caused by the deficiencies of the critical philosophy. Nietzsche seems to have sought (and to have found in the "eternal return" and the "will to power") a radical transformation of Kantianism, a re-invention of the critique which Kant betrayed at the same time as he conceived it, a resumption of the critical project on a new basis and with new concepts. (NP, 52)

Kant's critical project was still content to take for granted and reconstruct unities like God, self, and world.  This left it open to hijack by the dialectic, which packed the entire history of the world into the self-development of these a priori unities.  Instead of dealing with the tiny concrete differences that actually change the world, the dialectic is always rearranging the big abstract oppositions that are merely symptoms of underlying mechanism.  And if we ask why anyone would interpret the world through this philosophical lens, that is, if we apply Nietzsche's question of "which one" id the dialectician, we discover that the dialectic is always the philosophy of the slave.  Deleuze's idea is that Nietzsche rejects the dialectic completely and returns to deepen Kantianism by deconstructing these unities and their development into varying configurations of the will to power.  Though Deleuze spends a fair bit of this chapter tracing a history of the various avatars of the dialectic, and distinguishing Nietzsche philosophy from it, I'll mostly skip over this theme.  While I can follow the story of the development of the dialectic because it is really just another version of the story of nihilism, my knowledge of Hegel, Feuerbach, Stirner, and Marx is not deep enough to contribute anything useful here.

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Subsections 5.1-5.9 tell the story of the history of nihilism as progress through three phases -- negative, reactive, passive -- culminating in a fourth -- self-overcoming.  Deleuze tells the story in several ways in order to flesh out its drama.  

1) First, there's the abstract schematic version.  It begins when an alliance is formed between the negative will to power (negation -- the will to nothingness) and reactive forces.  The result is a negative nihilism where values beyond life are invented, but only as a way of denying this life.  While negating this life, positing values beyond it, is the essence of nihilism, this stage doesn't look like 'nihilism' as we usually understand it.  In fact, it's characterized by an intense belief in certain values.  It's just that these values are always valuable precisely because they constitute a (fictitious) escape from life.  In the second stage, the negative will leads reactive forces to triumph over active forces and separate them from what they can do.  The result is a reactive nihilism in which reactive forces take over ownership of the previous ideals as if they alone had invented them -- ie. without any help from the will to negation.  This stage looks more like what we usually call 'nihilism' because it begins to consider the supposedly transcendent ideals of stage 1 as mere projections of human desires.  But while the triumphant reactive forces reject the need for these external ideals, all they've done is take the same ideals into themselves while remaining completely reactive.  The value of these ideals still depends on an escape from suffering, so it's almost as if the reactive forces try to escape from themselves through themselves.  In the third stage, the final one in the history of nihilism, reactive forces finally see that all values they have created have served the same purpose -- a will to nothingness.  The result is a passive nihilism, where reactive forces simply try to stop willing, to stop valuing.  Rather than continue to will nothingness, they would rather not will at all.  This is the abstract framework that Deleuze has used throughout the book.  

2) Second, we can tell this as a historical story about the development of religion.  We might think of it as a sort of play in three acts, each of which begins with the stage direction and setting, "God is dead".  This famous phrase is not at all meant to deny the existence of God.  It was never an ontological proposition, but, as Deleuze puts it, a dramatic proposition.

Speculative propositions bring the idea of God into play from the point of view of its form. God does or does not exist insofar as the idea of him does or does not imply a contradiction. But the phrase "God is dead" is completely different: it makes the existence of God depend on a synthesis, it synthesizes the idea of God with time, becoming, history and man. It says at one and the same time: God existed and he is dead and he will rise from the dead, God has become Man and Man has become God. The phrase "God is dead" is not a speculative proposition but a dramatic proposition, the dramatic proposition par excellence. (NP, 152)

The question is: what does "God is dead" mean?  To understand this we have to stage a drama that illustrates the effect of this event.  The death of God means different things at different stages in the history of nihilism.  

The first act is a negative nihilism that characterizes the judeo-Christian response.  If it still sounds strange to call Christianity a form of nihilism you're missing the point.  God is actually the great symbol of nothingness, of the 'beyond' life that the reactive life invents to escape its suffering and make itself livable.  However, it may at first sound strange to claim that the judeo-Christian tradition dramatizes the death of God.  Until you stop and actually take it literally for a minute.  Christianity, at least, is clearly all about the death of God.  God sends his own Son down to die.  The Father is killed in the form of the Son, and then he is resurrected.  "God on the cross" is precisely a dramatization of what the death (and rebirth) of God mean.  Here, as the three scenes of this act, Deleuze would insert the entire psychological history he traced in From Ressentiment to Bad Conscience (the existence of ressentiment as a raw illness is sort of taken for granted, so the four moments he discusses reduce to three).  

The second act of the play takes place in modern Europe.  In Nietzsche's understanding, modernity is characterized precisely by the vacuum that takes place when we no longer believe in God and claim only to believe in ourselves (as if we knew who that was).  It dramatizes a reactive nihilism where reactive forces now think themselves strong enough to reject the need for the explicit will to negation that led them to triumph and spread their power through a universal becoming-reactive.  If God is dead, it's now because we have murdered him.  We no longer had use for him and were ashamed of the witness he bore to our reactivity.  We claim to be nihilists and 'free thinkers' who believe in progress and science and disavow these old middle-Eastern superstitions.  But these are just more ideals that tell us how life should be and reject how it is.  

[As a side note to that last sentence, it's important to hear the valences of the two terms.  We always think that life should be better, more objective, more stable, more rational, etc ... We think of all of the latter as positive terms.  But actually these concepts are just a way to discipline or correct a life that we actually experience as somehow lacking.  Their positive valence is inseparable from a negation of this life -- life is impermanent, subjective, irrational, etc ... Nietzsche's whole point is that we should reverse these valences.  The positive thing is life as it is -- messy -- and those other adjectives describing how it should be are all insults.  Life always should be a particular way, but it never is any particular way at all.]

Perhaps surprisingly, the third act of the Broadway hit God is Dead is set in ancient India.  Nietzsche conceives of Buddhism as a passive nihilism that arises when we no longer believe in anything, will anything, do anything.  This appears to be the terminal point for reactive forces.  The thousand gods they believed in, but who were ultimately revealed as their own personification, are finally well and truly dead.  It would be best not to reinvent them.  It would be better not to will at all, to simply get off the merry-go-round of existence.  In Nietzsche's story, Buddhism is actually a more advanced stage of nihilism than Christianity or Europe, one that modern Europe is only just beginning to catch up to.  

3) Finally, the very way that Deleuze has told this story of the history of nihilism forms another dramatization of the idea that God is dead.  He has given us the history of God as a concept -- the story of his judeo-Christian birth, his replacement by European Man, and the inevitable quiet death of these interchangeable synonyms for nothingness.  It seems that the first two parts of this story bear a similarity to Hegel's dialectical self-development of absolute Spirit, and the final step to the developments in the concept of the dialectic from Hegel to Stirner.  As I said before, I'm not going to go into the details here. But in a sense, Deleuze's message is simply that the dialectic is dead.  For Deleuze, the dialectic is the epitome of negative thinking, reactive thinking that begins with abstract negation and only proceeds through the negation of negation.  It's the philosophy of slaves.  There are many avatars of the dialectic, in fact, every step of the history of nihilism could be seen as an avatar of the same will to nothingness.  They all have the same form -- essence moves from in-itself to for-itself by alienating itself in negation and then reappropriating this alienation.  It doesn't really matter what initial essence you choose (God, Man, Ego, Proletariat). The story is always that this a priori essence is an internal property that is lost and recovered.  

Having told various versions of the story of the first three stages of nihilism, Deleuze is now ready to move on to the climax.  Since he's used the same framework throughout the book, the idea that nihilism culminates in overcoming itself shouldn't be too surprising by now.  This is the moment when the will to nothingness, which was only temporarily allied with reactive forces as a means of spreading ressentiment and making it universal, breaks this alliance and begins to lead reactive forces to their own self-destruction.  Nihilism completes itself by converting into affirmation -- the affirmation of destruction that constitutes the becoming-active of previously reactive forces.  We might call this final stage, paradoxically, active nihilism.  

But before Deleuze describes this climax, he gives us two curious chapters (5.7 and 5.8) that deal with the theory of the "Higher Man".  I might pass over these chapters as some sort of elaboration of stage 3 if it weren't for the fact that they try to recuperate Part IV of Zarathustra as, "... the essence of the published Zarathustra" (NP, 164).  The idea seems to be that the higher men of Part IV correspond to the various avatars of the dialectic.  In a sense, each of the higher men represents a version of the story of nihilism, and yet each is simultaneously conscious that their own story is just another failure, just another dead end, just more nihilism.  They all thought that the essence of humanity was X (God, Man, Morality, Species Being, Science, Freedom).  But they are all disgusted to see that as X develops dialectically, it just results in some new form of nihilism.  So they are each representatives of the highest product of human culture and simultaneously conscious of the fact that this culture only reflects a reactive human essence that always develops into nihilism.  Here we need to remember the long digression on the ambiguity of culture in chapter 4.  Culture is species activity, precisely the characteristic activity that trains humanity and makes us human.  The 'higher' men are the fruit of this activity.  But they always discover that this activity is founded on a reactive conception of the essence of humanity.  Which begs the question: If humanity is essentially reactive, how can it have a species activity?  Or, conversely, if there is a species activity, why isn't its highest product an active and affirmative human, instead of these failed higher men?  In fact, what the ruin of the higher men are showing us is that the essence of man lies not in his reactivity, but in the way his characteristic activity is to make forces (including his own forces) become-reactive.  Man's essential activity is spreading reactivity.  Thus culture is not accidentally diverted by ideologies, but every end product of culture will necessarily be reactive.   Everything human culture aims at and selects for will be essentially botched even if it is achieved.  This is not because humans are essentially reactive, but because the human-to-human mechanism of culture makes every human become-reactive.  How could human cultural activity have become-active and affirmative if the reactive force of man is always working to make everything become-reactive?  The highest values of human culture, even the Buddhist value of passive nihilism, always end up devaluing themselves when they sees how they make everything become sick and reactive in practice.  In a way, I think Deleuze is trying to explain why we never have a utopia, and why Nietzsche's overhuman doesn't represent a future utopia of the species.  

With that we can return to our story in progress ...  While the higher men are disgusted with themselves, their activity does not go as far as self-destruction.  So they never progress to the fourth stage of active nihilism.  In Part IV, Zarathustra is tempted to pity the higher man (to tolerate their reactivity), when they need to be overcome -- this is the point where reactive forces would become-active by turning against themselves.  Zarathustra doesn't want just another goal for human culture.  The overhuman is not the highest human, but something inhuman, what results when the human in us dies off.  With that in mind, we can see that the whole of TSZ is explicitly (Prologue, 2) another dramatization of "God (Humanity) is dead".

The final step in the history of nihilism is its self-overcoming.  The will to nothingness has to be taken as far as it can, to the point of completion where it transmutes into its opposite -- affirmative will.  At this point not just the values change, but the whole way in which we value changes sign.  The value of values now derives from the power they give us to affirm life, rather than from the power they have to negate life and preserve a reactive life.  This isn't just a change in valuation but a trans-valuation, a transmutation of valuing.  

But Deleuze points out three ways in which it is still a form of nihilism.  All values based on the will to escape life -- which is to say all values up this point in history, all the values of history -- are hollow.  Transmutation therefore represents total nihilism.  Up till this fourth stage, the will to power has only been known to us through its negative form.  The motor of our story has been the will to nothingness and its shifting alliances with reactive life.  But transmutation shows us the unknown and unknowable (ie. ungraspable by ego) affirmative form of the will to power.  It is not about knowing or believing in 'better' or 'truer' values, but about creating values, 'believing' in the (self-fulfilling) power of the false.  So transmutation is nihilistic in the sense that it believes in the nothing.  Finally, transmutation is completed nihilism because it turns against the reactive forces that earlier helped it spread.  The Buddhistic last man of passive nihilism becomes the man who wants to perish of active nihilism.  The will to negation converts into a positive and affirmative will to destruction.  Reactive forces are thus (self) selected away.  

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Now that Deleuze has showed us the full story of how forces become active and the will to power converts from affirmation to negation, he can spend the remainder of the chapter (5.10-5.13) examining what this implies for our understanding of the concept of affirmation.  The key point is that affirmation does not mean that something re-places the values denied by nihilism. The history of nihilism and the dialectic was a long parade of different values that all ultimately ended up occupying the same place.  Now the place has been done away with entirely.  Affirmation is not a new solution to the old problem of nihilism.  Affirmation begins when we reach a nihilism so extreme that nihilism itself ceases to be a problem.  Instead of retaining its negative sense, the idea that nothing is inherently true or meaningful suddenly acquires an affirmative and liberating sense.  This is seeing emptiness.  And it frees.  When we reach the true depths of nihilism, it suddenly loses its power over us, and instead a 'belief' in nihilism becomes an expression of the fact that no power can block us from creating new values.  Deleuze draws a bunch of consequences from the character of this moment of transmutation.  

1) He discovers that there is still an important place for negation within affirmation. Instead of being opposed to it, negation is revealed as a part of the development of affirmation.  The negative no longer has any power on its own, but just serves as a tool to clear the decks and allow for affirmation.  Destruction is the means by which creation happens.  

2) Almost as a corollary of this newly subordinate position of the negative, Deleuze points out that an affirmation which does not know how to say no is somehow defective.  In TSZ, this is precisely the affirmation of the ass, who throughout Part IV says nothing but "Yea-uh".  Because the ass does not no how to say no, he can't truly affirm and create but can only accept things as they are.  Like the camel, the ass just patiently bears the load of whatever reality comes his way as his inevitable burden.  This purely passive acceptance of reality isn't the same thing as affirmation because it is always founded on the heaviness of the reality we must accept.  We always end up accepting all the negative within us, but letting it persist as negative, as a burden we bear or a problem with 'human nature'.  Acceptance of the negative truth of the real is not the affirmation which transmutes this negative into a positive falsehood or fabrication.  Really seeing emptiness does not merely mean seeing that you are doing something stupid, but also letting go of the idea that what you're doing is stupid.  The best tool for this is humor and lightness that lets us see the human within us as a contingent piece of nature we need not identify with.  Man accepts Being as it is, but the Overman affirms Life as becomes. 

3) If affirmation doesn't affirm things as they are (Being), then what does it affirm?  At its highest point, affirmation affirms only itself.  The activity of affirmation (a becoming-active) is also the object of affirmation.  True affirmation is double.  Affirmation doesn't affirm a pre-existent Being and Truth but affirms becoming and falsehood, the affirmative power of creating or fabricating.  We've seen this same theme before as the affirmation of the being of becoming (or making an affirmation of becoming).  Creation is the affirmative power of difference (not opposition) and this power is itself affirmed.

All of these characteristics of transmutation lead us to an idea of pure affirmation that we can read in several senses.  Affirmation is pure because its only object is itself and it therefore endlessly redoubles itself as the affirmation of affirmation of ...  But affirmation is also pure in the sense that it is total, with nothing falling outside it or opposing it.  Because nihilism overcomes itself, even negation is a part of the power of affirmation.  In a sense, its not even 'true' negation since its will to nothingness is put in service of the affirmative will to power.  Finally, pure affirmation is the affirmation that purifies itself.  The will to nothingness leads reactive forces to become-active and actively self-destruct, which results in the transmutation of this will into affirmation (the Nietzschean, rather than Hegelian, version of the negation of negation).  Negation burns itself up or selects itself away, so to speak, or in this conversion, a process which, if repeated, has the power to convert all of negation into affirmation.  This is the secret of the eternal return.  We substitute a positive for a negative feedback loop, a runaway train for an equilibrium seeking machine.  Reactivity can only spread itself so far before it has made everything become-reactive.  But when everyone has been infected the sickness has nowhere left to go and no activity of its own.  A grand nihilism is the inevitable consequence.  But also the point at which we encounter a becoming-active.  This new affirmation can spread like wildfire, and because it actually creates activity as its goes, it has no limits.  Of course we could imagine some sort of population dynamic here, with active and reactive agents acting like predators and prey or the zombie apocalypse (if there were some anti-zombie antidote).  We might wonder about the evolution of these populations over time.  But I suspect that we're not talking about the same kind of time in the two cases.  Maybe just one becoming-active is enough to transmute the whole world into affirmation all at once?



Friday, January 27, 2023

The Ambiguous Violence of Culture

As I said last time, Chapter 4: "From Ressentiment to the Bad Conscience" is essentially a systematization of the three essays that compose the Genealogy of Morals.  So I felt obliged to reread the original in order to see how Deleuze's version compares.  I think it's mostly fair to say that Deleuze doesn't really add anything new to Nietzsche's scheme.  But the way he synthesizes and organizes the themes of the book, while dispensing with most of its polemic poetry, really does lend a new and not immediately obvious coherence to what Nietzsche is doing.  

The Genealogy of Morals in not intended as a realistic history of the evolution of morality, but as a schematic model of the psychological development of the human animal.  How did the animal become human?  And what type of human did it become?  We can ask these questions not only of our culture or species as a whole, but of the development of each individual psyche.  It's important to see that Nietzsche is asking a very general question about how we develop the capacity for morality, how we become a psyche capable of supporting a psychology, and not simply how we develop a particular morality or psychology, as if some definitive version of these were the 'natural' endpoint that human social evolution has been aiming at.  How did we acquire the depth, the interiority, the 'subjectivity', that can make us such an endlessly interesting animal?  Unlike every other history of humanity we've ever read, Nietzsche does not intend to take the morality and psychology of our current culture as a goal, but as a means, as a bridge to the over-human.  

4.1 

What is the difference between the active and reactive types?  Since Nietzsche's metaphysics involves only the will to power expressed through varying relations of force the answer cannot be that this one is essentially active and this other essentially reactive. In this world of ordered difference, both active and reactive must always exist as opposite sides of the same coin.  So the question is only whether the reactive forces serve the active ones, or vice versa.  Which force is on top?

The master is said to react precisely because he acts his reactions. The active type therefore includes reactive forces but ones that are defined by a capacity for obeying or being acted. The active type expresses a relation between active and reactive forces such that the latter are themselves acted. (NP, 111)

For the master, the active type, reaction still serves action.  By contrast, for the slave, the reactive type, even actions serve a reactive force.  But how can this reversal happen?  Or are we just playing with words here?  If the master, in fact, reacts and the slave also acts, how can we tell them apart?  This problem is precisely why Nietzsche introduces the term ressentiment.  Ressentiment is the 'action' of the reactive type.  This peculiar type of action appears when the 'natural' reactions of the active type are no longer acted out or acted on.  Ressentiment stems from a block imposed on the acting of reactions.  In place of this active re-acting, we get the passive re-feeling of ressentiment. 

Ressentiment designates a type in which reactive forces prevail over active forces. But they can only prevail in one way: by ceasing to be acted. Above all we must not define ressentiment in terms of the strength of a reaction. If we ask what the man of ressentiment is, we must not forget this principle: he does not re-act.  And the word ressentiment gives a definite clue: reaction ceases to be acted in order to become something felt (senti). (NP, 111)

4.2

How does this blockage come about?  Deleuze gives us a very interesting account of the mechanism that casts Nietzsche's theory of ressentiment as a precursor to Freud's theory of the relations between our conscious and unconscious processes.  Consciousness is like a mobile and flexible skin that constantly receives impressions from the world.  Traces or memories of these impressions are stored in the unconscious warehouse, as it were, that our skin contains.  Consciousness, in other words, is a sort of oriented topological boundary between the world and the unconscious.  What's important about this boundary is that it normally faces outwards, towards what is happening in the present world, which permits the organism to adapt and re-act much more flexibly than a strictly unconscious process based on past memories would allow.  

The reactive unconscious is defined by mnemonic traces, by lasting imprints. It is a digestive, vegetative and ruminative system, which expresses "the purely passive impossibility of escaping from the impression once it is received" ... But the inadequacy of this first kind of reactive force is obvious. Adaptation would never be possible if the reactive apparatus did not have another system of forces at its disposal. Another system is necessary, a system in which reaction is not a reaction to traces but becomes a reaction to the present excitation or to the direct image of the object. This second kind of reactive forces is inseparable from consciousness: that constantly renewed skin surrounding an ever fresh receptivity, a milieu "where there is always room for new things". (NP, 112)

Having consciousness oriented towards the outside, towards the present, is what makes an organism's reactions suitable for action.  When reactions are triggered by current conscious impressions they'll pertain to the world at hand.  But this orientation has to be maintained by an active force of forgetting that continually empties consciousness, prepares it for new impressions, and keeps it separate from the processing of stored impressions that happens in the unconscious.  

Nietzsche defines the faculty of forgetting as "no mere vis inertiae as the superficial imagine; it is rather an active and in the strictest sense positive faculty of repression", "an apparatus of absorption", "a plastic, regenerative and curative force." Thus, there are two simultaneous processes: reaction becomes something acted because it takes conscious excitation as its object and reaction to traces remains in the unconscious, imperceptible." (NP, 113)

Forgetting (should we call it 'dropping the ball'?) is an activity, but an odd sort of activity whose function is merely to keep conscious reactions separate from unconscious reactions by constantly wiping clean the slate of consciousness.  What happens if this faculty of forgetting is disturbed?  What happens if for some reason our conscious buffer overflows or our skin hardens so that we cannot accept new impressions?  In this case, the unconscious traces that had been kept 'repressed' can rise to the surface of consciousness and displace our conscious reactions.  For fairly obvious reasons, our unconscious reactions, based on the representation of past memory traces, are less likely to be suitable for acting on.  This maladaptation to the world that results from a malfunction of forgetting is what Nietzsche calls "sickness".  The activity of our conscious reaction becomes blocked because the orientation of our conscious skin has been reversed.  This is why Deleuze calls this first aspect of ressentiment "topological".  Consciousness is now receiving impressions from within, it is re-feeling the unconscious past, instead of re-acting to the present.  

We rediscover the definition of ressentiment: ressentiment is a reaction which simultaneously becomes perceptible and ceases to be acted: a formula which defines sickness in general. Nietzsche is not simply saying that ressentiment is a sickness, but rather that sickness as such is a form of ressentiment. (NP, 114) 

4.3

Deleuze leaves the question of just exactly why the membrane of consciousness should get turned inside out in this fashion unanswered.  However, he does point out to us that it is not due to a stimulus so strong that it overpowers consciousness -- what we would today call trauma.  Some terrible pain may certainly have occurred, but this still begs the question of why the trace of this particular pain should be retained and continually resurfaced as 'trauma'.  Moreover, since Nietzsche is not (exclusively) concerned with individual psychology, he's not interested in merely tracing this illness back to a proximate cause that might explain why we reorient towards memories in the case of particular external stimuli.  What he's after is diagnosing something like a 'ressentiment syndrome' that would explain why this topological inversion persists, spreads, and even becomes a habit.  In other words, he's interested in ressentiment as a type, as a mode of being.  While his diagnosis doesn't completely answer the question of how the illness arises to begin with (we'll come back to this), it does help us see the essence of its mechanism.

Ressentiment become a type when it morphs into the habit of blame and revenge.  This habit can't be explained by the force of the external stimuli, but only by some sort of internal disruption, namely, the reorientation of consciousness.  Consciousness is a reactive force that evolved to take impressions as input from the world and give actions as output to the world.  It's almost reflective in this sense, just a thin shiny surface that quickly hooks the sensory to the motor in a manner guided by a lot of processing activity that remains unconscious.  Regardless of what metaphor we use, the most important point to emphasize is that the surface is asymmetrical -- one side reflects while the other blocks.  When the orientation of this surface gets flipped, the stimuli that come from the world no longer bounce off its external surface, so speak, but penetrate directly inside.  Traces of these are then sent back up to its internal surface, which in turn 'acts' to reflect them back inside, and etc ... The consciousness of ressentiment functions like a one way mirror that lets stimuli in, but never lets anything out, never acts.  This. Sucks.  Deleuze's point is that this syndrome is incredibly painful in itself.  The problem is not with the 'objectively' painful external stimuli.  The problem is now that we can't have done with any stimulus.  We are trapped in endless papañca.   Everything penetrates us and bounces around endlessly within us, even the pleasant sensations.  And what we're mainly conscious of is that we can't do anything about it.  Ressentiment is just an endless re-feeling that separates us from our ability to act and reduces our power (negative affect).  However, since we don't diagnose our illness correctly, we don't blame our selves but all these objects that keep assailing us.  Ultimately every object is to blame for our pain, even the good ones, because each one reminds us how powerless we are.  And so we end up wanting to take revenge on the whole world.  

As a result of his type the man of ressentiment does not "react": his reaction is endless, it is felt instead of being acted. This reaction therefore blames its object, whatever it is, as an object on which revenge must be taken, which must be made to pay for this infinite delay. Excitation can be beautiful and good and the man of ressentiment can experience it as such; it can be less than the force of the man of ressentiment and he can possess an abstract quantity of force as great as that of anyone else. He will none the less feel the corresponding object as a personal offense and affront because he makes the object responsible for his own powerlessness to invest anything but the trace - a qualitative or typical powerlessness. (NP, 115)

4.4 - 4.5

From this description of the mechanism of ressentiment, we can infer a number of characteristics of the illness.  First, the man of ressentiment has become "spiritual" because his consciousness faces inwards instead of outwards.  In fact, since he is unable to act, his revenge on the objects of the world is entirely imaginary.  The invention and substitution of a new interior world of the spirit is how ressentiment stabilizes itself as a habit or type.  "Spirit" actually becomes a means of taking revenge (NP, 116), though what we really triumph over is not the objects of the world but only the activity within ourselves.  Nevertheless, this imaginary or spiritual revenge still has real consequences.  The man of ressentiment is the original touchy passive aggressive type.  These unfortunate souls cannot love in the true sense of the word; nothing pleases them because everything reminds them of their powerlessness.  But they hold on to this powerlessness as if it were a power.  Because they themselves are forced to be passive, they turn this passivity into a special form of power they call 'selflessness'.  Their only action is judgement; they judge whether others are as weak and inactive as they are, because they benefit from this lack of activity.  Lack of activity is actually the only thing that benefits them.  Thus they invent morality, which is nothing more than a paean to their own weakness, a glorification of not-acting and an accusation leveled against a hostile world of activity.  Now we can see the mechanism of the dialectical inversion Deleuze introduced us to all the way back at the beginning of chapter 1.  The inversion of the orientation of consciousness means that the man of ressentiment defines himself entirely through negation.

"You are evil, therefore I am good." In this formula it is the slave who speaks. It cannot be denied that values are still being created. But what bizarre values! They begin by positing the other as evil. He who called himself good is the one who is now called evil. This evil one is the one who acts, who does not hold himself back from acting, who does not therefore consider action from the point of view of the consequences that it will have for third parties. And the one who is good is now the one who holds himself back from acting: he is good just because he refers all actions to the standpoint of the one who does not act, to the standpoint of the one who experiences the consequences, or better still to the more subtle standpoint of a divine third party who scrutinizes the intentions of the one who acts. (NP, 121)

4.6

Deleuze's description of the characteristics of ressentiment culminates in the paralogism of substance that expresses the core illusion this type needs to believe in.  Substance is just a force abstracted from its power of acting.  To invent a substance we have to imagine that things are not happening as they are.  We have to imagine that they could be different, that an active force could have not act, and that the reactive force of the man of ressentiment could have acted.  As if he would ever dream of taking your bullshit money!  Substance is just the passive neutral actor left over when we imagine away all of the real actions.  In it we see the first glimmerings of 'free will'.  The whole idea is based on the metaphysical fiction of a force separated from what it can do, a force whose power is not expressed in its actions but somehow bottled up within itself.  Obviously, the powerlessness of the man of ressentiment himself is the model for this entity.

Here we have the foundation of the paralogism of ressentiment: the fiction of a force separated from what it can do. It is thanks to this fiction that reactive forces triumph. It is not sufficient for them to hold back from activity: they must also reverse the relation of forces, they must oppose themselves to active forces and represent themselves as superior. The process of accusation in ressentiment fulfills this task: reactive forces "project" an abstract and neutralised image of force; such a force separated from its effects will be blameworthy if it acts, deserving, on the contrary, if it does not. Moreover it is thought that more (abstract) force is needed to hold back than is needed to act. (NP, 123)

Deleuze breaks this paralogism down into three stages.  

1)  We invent the idea of a causality that separates cause from effect.  In reality, what we call an effect is just an extension of a cause, just as what a force does is not separate from the force, but simply an expression of what that force is.  

Force is first repressed into itself, then its manifestation is made into a different thing which finds its distinct, efficient cause in the force. (NP, 123)

Nietzsche's metaphysics of force doesn't leave room for a force in-itself, separated from its relation to other forces.  I think the similarity to a Mahayana metaphysics of emptiness is not incidental here, nor is the similarity of Nietzsche's critique of causality to the idea of dependent origination.  Dependent origination is not the same as causality.  The 'units' that dependently arise are not substantial entities with firm boundaries, but empty phenomena that interpenetrate.  This means that the world is much much too complex for us to separate phenomena clearly enough to call one cause and the succeeding one effect.  But this complex world is still ordered, and it is ordered by whatever perspective we take on it at the moment, whatever "way of looking" we are employing.  What we normally call a cause is actually just the most salient and perhaps manipulable variable a system presents for us.  The 'cause' of the light going on is the light switch (and not the wiring, power plant, energy source, electrons, etc ...).  I think this may be what Deleuze means here.

An imaginary relation of causality is substituted for a real relation of significance. (NP, 123)

2) We project this fiction of a neutral force that may or may not act onto a substrate, which then gives us the idea of a substance or subject.  

3) We judge the quality of this force or subject not by what it does, but by what it doesn't do.  In other words we judge it morally, which is to say inversely to its actual power. 

As soon as forces are projected into a fictitious subject this subject proves to be blameworthy or deserving - blameworthy if active force performs the activity which is its own, deserving if reactive force does not perform the activity which it . . . does not have. (NP, 124)

4.7

There's a certain creativity involved in the invention of the paralogism of the moral substance.  Nietzsche attributes this creativity historically to the Jewish priests.  They were the ones who invented the fiction of a force-that-could-have-not-acted, which suddenly gives meaning to the pain of an inverted consciousness by rebranding its enforced passivity as being a force-that-could-have-acted-but-did-not.  With the intervention of the Jewish priest, the man of ressentiment no longer fights against his illness, and in fact no longer even sees it as an illness, but as a mark of his moral virtue.  The priest gives him a new story where the origin of his problem is inverted ("you are evil" -- even though it's my reactive illness causing me pain) and then projected outside himself ("therefore I am good" -- so I can feel justified in taking revenge on you).

Deleuze breaks both ressentiment and bad conscience into two aspects or moments.  The first is a "raw" of "topological" one that illustrates them as a sort of syndrome (as we saw, the reversal of the orientation of consciousness in the case of ressentiment).  The second moment develops the first in the sense that the flower 'develops' the plant.  The Jewish priest develops ressentiment by giving it a meaning, he interprets its pain as a symptom of a moral universe, thus ushering in its "typological" second moment.  In a sense, the priest actually cures the patient, though only by making the disease more intractable and invisible.  Though it's not immediately apparent, I think what Deleuze wants to convey by drawing this distinction between a first and second moment (topology and typology) is that some creative cultural intervention is necessary for these psychological quirks to become full blown types.  Some will must see the potential of these reactive forces, then organize and propagate them.  In other words, there is a will to power that makes use of the raw reactive forces, and makes them become or develop.  This is the will to power of the priest as a cultural institution.  So I think the emphasis on these two moments is our first glimpse of a problem we will return to -- the creative violence of culture.

4.8

So both ressentiment and bad conscience have a development.  But there's also a development from one to the other.  Bad conscience is the next natural development after the triumph of ressentiment orchestrated by the Jewish priest.  With his success, ressentiment permanently and characteristically blocks the activity of the organism and separates it from what it can do.  Which is to say that the formerly active forces have become reactive.  Deleuze has already shown us how this development works.  In becoming-reactive, active forces turn back against themselves and carry out the only 'activity' left to them -- rattling the bars of their cage.

... whatever the reason that an active force is falsified, deprived of its conditions of operation and separated from what it can do, it is turned back inside, turned back against itself. Being interiorised, being turned back against itself - this is the way in which active force becomes truly reactive. "All instincts that do not discharge themselves outwardly turn inward - that is what I call the intemalisation of man . . . that is the origin of the 'bad conscience' (NP, 127)

With this new development, the evil and pain that ressentiment formerly projected outside itself, is now taken back inside.  I become evil, I become the source of the problem.  This isn't the opposite of ressentiment, but it's further development, the way it spreads its contagion of reactivity and poisons every active force.

In ressentiment reactive force accuses and projects itself. But ressentiment would be nothing if it did not lead the accused himself to admit his wrongs, to "turn back to himself: the introjection of active forces is not the opposite of projection but the consequence and the continuation of reactive projection. (NP, 128)

We've seen how ressentiment was already full of pain.  Everything is painful to this type because it merely reinforces its inability to re-act to the world.  The Jewish priest provides a cure for this pain by attributing it to evil forces outside of us.  Of course, like all good pharmaceutical business models, we can never finish taking this 'cure'.  Whatever new stimulus comes along will also be painful, because ultimately we have misdiagnosed the problem.  But with the development of bad conscience, and the introjection of the source of the pain, our suffering can now multiply endlessly.  We don't even need the world anymore, we can make ourselves suffer.  "It's your fault" becomes "it's my fault".

The multiplication of pain by the interiorisation or introjection of force — this is the first definition of bad conscience. (NP, 129)

4.9 

Here Deleuze inserts a short chapter on "The Problem of Pain".  This actually interrupts the main thrust of the story of how bad conscience develops out of ressentiment.  The aim is to contrast the way that bad conscience blames pain on something within us with an interpretation that gives pain a meaning external to us.  Of course, one might at first wonder how this latter would be any different than the developed form of ressentiment, which already seemed to blame our pain on external evils.  The key difference lies in the word blame.  What Deleuze has in mind with an external meaning of pain is essentially the tragic interpretation of life, that doesn't see pain as the ground for an accusation of life at all, regardless of whether the blame should be directed externally or internally.  What if pain doesn't come from an external object or an internal subject, but simply happens as a byproduct of the fact that we are small and the universe is big?  What happens to our idea of pain if no one is to blame for it? 

There are a couple of ways Deleuze answer's this question that don't seem to fit together in my mind.  What if pain is simply a sign that we should do something differently?  In this case, no one is to blame for our pain, and in a way it becomes a fairly meaningless trigger for action.  It just results from the fact that our tiny organism is in ongoing unstable interaction with a great big world.  Deleuze might be alluding to this interpretation here.  Perhaps every pain a reactive force feels is a pleasure for the active force that dominates it?

Now, pain is a reaction. Thus it appears that its only meaning consists in the possibility of acting this reaction or at least of localising it, isolating its trace, in order to avoid all propagation until one can re-act once more. (NP, 129)

Another possibility is that our pain is a mere byproduct in a different sense -- it happens to give pleasure to the gods who watch our actions as we would watch a drama.  

The masters have a secret. They know that pain has only one meaning: giving pleasure to someone, giving pleasure to someone who inflicts or contemplates pain. If the active man is able not to take his own pain seriously it is because he always imagines someone to whom it gives pleasure. It is not for nothing that such an imagination is found in the belief in the active gods which peopled the Greek world: " 'Every evil the sight of which edifies a god is justified'. . . what was at bottom the ultimate meaning of Trojan Wars and other such tragic terrors? There can be no doubt whatever: they were intended as festival plays for the gods" (NP, 129)
 
While the particular violent Greek version of this idea may not resonate with us, perhaps we can imagine that our pain is somehow necessary as part of the increase in power (ie. pleasure) of some much larger force.  Looked at from this larger, tragic, perspective, our pain is not a problem with life, but part of its cosmic drama, so to speak.  If we were able to identify with this larger force, perhaps it wouldn't feel like pain at all?  

The problem of pain is a deep one that we may have to come back to at the end of the chapter.  It relates to the violence of culture that we will discuss beginning in 4.11.  The overarching idea seems to be the life is somehow always cutting into itself as a means of developing.  As if there were a larger Life that proceeds only at the cost of producing and destroying many small lives.  Perhaps this larger Life experiences a sort of pleasure in channeling itself into particular forms?  The tree of life enjoys pruning itself?  This would be related to the selective power of the eternal return, which works through what one might call a violent method where the negative destroys itself.  

4.10

When the force that causes pain is no longer projected outside of us but introjected inside of us, we move from the developed (typological) form of ressentiment to the undeveloped (topological) form of bad conscience.  The Jewish 'cure' for pain has been reversed.  In a sense, this reversal is a more accurate diagnosis of the pain of ressentiment, which, after all, does stem from a disturbance within the organism and not fundamentally from external objects.  As this reversal of a reversal develops however, we move from simply placing the substance causing pain within us to actually identifying with that substance.  The thing causing us pain isn't simply inside, it's us, some fault in us, some sin.  Historically, this development of bad conscience is guided by the Christian priest, who continues the reactive trajectory of the Jewish priest by reversing the direction of ressentiment.  

"If one wanted to express the value of the priestly existence in the briefest formula it would be: the priest alters the direction of ressentiment" (GM III 15 p. 127). It will be recalled that the man of ressentiment, who is by nature full of pain, is looking for a cause for his suffering. He accuses, he accuses everything that is active in life. The priest appears in an initial [Jewish] form here: he presides over the accusation, he organises it. "Look at these men who call themselves good, I tell you: these are the evil ones." The power of ressentiment is therefore completely directed towards the other, against others. But ressentiment is an explosive substance: it makes active forces become reactive. Ressentiment must then adapt itself to these new conditions; it must change direction. The reactive man must now find the cause of his suffering in himself. Bad conscience suggests to him that he must look for this cause "in himself, in some guilt, in a piece of the past, he must understand his suffering as a punishment" (GM III 20 p. 140). And the priest appears a second time [now Christian] in order to preside over this change of direction: "Quite so, my sheep! someone must be to blame for it - you alone are to blame for yourself." (GM III 15 p. 128). The priest invents the notion of sin.  (NP, 131)

One interesting aspect of this story is the way it makes Christianity the natural outgrowth of Judaism not just historically, but typologically.  It's like watching the progression of an underlying disease from one state to another.  With the help of the Jewish priest, the reactive forces of ressentiment actually triumph over active forces.  Ressentiment separates active force from what it can do and makes it become reactive.  It produces a 'good' and powerless slave surrounded by 'evil' and hated masters.  If this were the final state of the disease it would be pretty harmless though.  It's obvious that this sort of thinking is only likely to catch on amongst those who feel themselves oppressed.  It converts their powerlessness, their very oppression, into a sign of distinction (the chosen people).  If this disease spreads, however, more and more formerly active oppressors are made to become reactive as well.  The remaining targets of ressentiment begin to diminish.  Who is left to do all the oppressing if all the active forces have become reactive?  If we aren't oppressing ourselves, we can't all become slaves.  Conversely, if the evil one is within us, literally everyone can suffer from the disease. This is the historical genius of the Christian priest, who makes the illness of ressentiment metastasize.  

But, once again, it should not be thought that the new direction of ressentiment in bad conscience is opposed to the first direction. Once again, we are merely concerned with an additional temptation, an additional seduction. Ressentiment said "it is your fault", bad conscience says "it is my fault". But ressentiment is really only appeased when its contagion is spread. Its aim is for the whole of life to become reactive, for those in good health to become sick. It is not enough for it to accuse, the accused must feel guilty. (NP, 132)

 4.11 - 4.13

With these three subsections Deleuze launches into the lengthy digression foreshadowed in 4.9.  They deal with the meaning of culture.  Culture, for Nietzsche, has to do with training and selection.  This may seem a slightly odd definition at first.  But I think what Deleuze is getting at here is something we're all familiar with.  Consider the sort of self-selection that establishes and maintains the culture of any group.  Tech culture.  College culture.  Church culture.  Mediation culture.  'Western culture'.  These cultures have a shaping or pruning effect.  They are larger forces that selectively cultivate a certain type of individual by elevating some and demoting others.  Those who partially fit in are made to fit in better, and those who don't are encouraged to leave.  Of course, no one is in charge of these cultures.  They have a momentum of their own created by the interaction of the participants.  But they operate almost as if they had a goal, as if there were some force making a selection.

When Nietzsche talks about Culture, however, he does not have any of these specific cultures in mind, but something more like the capacity to form these cultures.  'Human Culture' selects for individuals capable of participating in these other cultures.  As we alluded to at the beginning of this post, it's really what makes us human.  It produces the possibility of interaction that enables us to form specific cultural groups.  This is why Deleuze will call it our "species activity".  He will treat the phenomenon of culture from three points of view -- the prehistoric, the post-historic, and the historic -- which roughly correspond to the means, the end, and the perversion of culture.

The means of culture are violence.  Prehistory is, "soaked in blood thoroughly and for a long time." (GM, 2.6, pg 65)  Nietzsche believes that this pain is necessary to train our reactive forces in such a way that they can acted.  We have to be trained to obey something called 'the law'.  This isn't any particular law, but simply the principle of the submission of our reactive forces to some more powerful active force.  

Every historical law is arbitrary, but what is not arbitrary, what is prehistoric and generic, is the law of obeying laws. ... Prehistoric means generic. Culture is man's prehistoric activity. But what does this activity consist in? It is always a matter of giving man habits, of making him obey laws, of training him. Training man means forming him in such a way that he can act his reactive forces.  The activity of culture is, in principle, exercised on reactive forces, it gives them habits and imposes models on them in order to make them suitable for being acted. (NP, 133)

A casual reader might imagine that Nietzsche is saying something similar to Hobbes.  In order for the individual to exist in society, he has to give up the gratification of his impulses and submit to the law of the state.  Life in pre-history was nasty, brutish, and short, but thankfully the training and self-domestication of culture made all that avoidable.  This is precisely what Nietzsche is not saying.  Hobbes (like almost all philosophers) takes as his starting point of civilization someone very much like himself -- a fully formed individual who knows what they want and is capable of controlling their desires.  Hobbes' sovereign individual may have all sorts of anti-social designs on his neighbor's wife, but he is already innately capable of submitting to his own reason, which of course famously counseled him that it would be smarter to enter into a social contract than to fix the cable.  But this begs Nietzshe's question: how did someone capable of following a law -- of giving and then following even his own law -- come to exist?  Culture, for Nietzsche, is what creates such an individual from the animal.  This is what it means to act our reactions, to become active and able to make our own (or perhaps in the initial phase our culture's) choices.  Hobbes' subject isn't prehistoric at all, but a projection of himself into the past.  His starting point is for Nietzsche the end product of culture.

This is precisely the selective object of culture: forming a man capable of promising and thus of making use of the future, a free and powerful man. Only such a man is active; he acts his reactions, everything in him is active or acted. The faculty of promising is the effect of culture as the activity of man on man; the man who can promise is the product of culture as species activity. (NP, 134)

The violence of culture isn't necessary in order to enforce a social contract or keep people from running through the streets raping and pillaging.  It's necessary to create a human animal that can remember its promises, and hence control its future self.  Nietzsche claims that the model for this inter-temporal structure within an individual is the debtor-creditor relationship between individuals.  And he sees this latter relation as a fundamentally violent one where pain becomes the medium of exchange used to settle debts.  Pain seems to be the only stimulus strong enough to train us to abide by credit contracts, including the contract with our future self.  

This adds a new nuance to the problem of pain that arose in 4.9.  Nietzsche seems to believe that the debtor's pain is the creditor's pleasure.  This is the unavoidable logic of making pain a medium of exchange.  If the training of culture merely depended on the way it teaches us to keep our promises so that we avoid pain, we would be left unable to explain the mechanism which inflicts this pain in the case of a broken promise.  In other words, it's easy to see the selective effect of pain, but it's hard to understand the cause that's doing the selecting.   For pain to work as a consistent, long-term training mechanism in a society, someone has to play the role of enforcer.  But what do they get out of this role?  Do they inflict pain as punishment for broken promises out of some altruistic concern for the 'good of the whole'?  Nietzsche would consider this answer a moralistic evasion.  Whether the enforcer, the causer of pain, is one person or the whole group acting in concert, it seems that there must be some sort of pleasure in inflicting pain, precisely the pleasure of a superior force dominating a weaker one.  The equation of my pain with someone else's pleasure, or the equation: "injury caused = pain undergone" (NP, 134), is exactly what Deleuze meant when he talked about the external meaning of pain. Culture is external to us.  As a more powerful force, it uses the medium of pain to train our capacity to eventually discipline ourselves.  We have to imagine that, from the perspective of this culture, our pain is part of a larger pleasure, perhaps analogous to the way the enforced stunting of a bonsai produces a beautiful shape. 

The point of emphasizing this at first somewhat repellent interpretation of pain is to distinguish it from the interpretation that ressentiment and bad conscience provide.  Their pain, for these reactive types of consciousness, is always an unequivocally bad thing that should be made to stop.  This is the understandable perspective of someone weak and ill and in constant pain.  But of course it's also somewhat ironic because the reactive type runs from a Jewish ressentiment that 'cures' pain only by constantly looking for things to kvetch about, to a Christian bad conscience that multiplies pain by making it our own fault.  In either case, the meaning of pain is internal, and the opposite of pain isn't pleasure, but just not-pain.  Pain, for the reactive man is fundamentally a breakdown of justice, a malfunction in the universe, something that shouldn't be happening, something that he would like, but can never get, revenge for.  It's the unanswerable crux of the problem of evil -- if God is so great, why do I feel so miserable?  This contrasts with the perspective of the active man produced by culture.  He knows that his pain is meaningful because it is a necessary part of the universe, even, from some larger perspective, a source of pleasure.  This is the tragic worldview that doesn't try to make pain stop, but affirms it joyously.  For him, justice lies in everything being correctly ordered, according to its power, which he knows at times will involve his painful submission to the 'higher power' of culture.

On the one hand, revenge and ressentiment are not the origin of justice. Moralists, even socialist ones, make justice derive from a reactive feeling, from deeply felt offense, a spirit of revenge or justiciary reaction. But such a derivation explains nothing it would have to show how the pain of others can be a satisfaction of revenge, a reparation for revenge. We will never understand the cruel equation "injury caused = pain undergone" if a third term is not introduced - the pleasure which is felt in inflicting pain or in contemplating it. But this third term, the external meaning of pain, has an origin which is completely different from revenge or reaction: it reflects an active standpoint, active forces, which are given the training of reactive forces as their task and for their pleasure. (NP, 135)

 We might reduce this idea to a formula: justice is not about righting a wrong, but creating a right, an ability.  The active justice of culture is fundamentally opposed to the reactive morality of ressentiment and bad conscience.

But just at the moment we're highlighting the difference between these two complexes, some ambiguities start to creep into the story.  The first is an ambiguity within culture itself.  The ultimate goal of the species activity of culture is to produce an individual.  The post-historic end of the active and selective force of culture is to dissolve itself by being internalized in the active person who can self-select and self-discipline their reactions.  

The finished product of species activity isnot the responsible man himself or the moral man, but the autonomous and supramoral man, that is to say the one who actually acts his reactive forces and in whom all reactive forces are acted. He alone "is able to" promise, precisely because he is no longer responsible to any tribunal. The product of culture is not the man who obeys the law, but the sovereign and legislative individual who defines himself by power over himself, over destiny, over the law: the free, the light, the irresponsible. (NP, 137)

In essence, through a process of 'acculturation', we become the larger force of our culture.  Once we are capable of giving ourselves our own laws, we no longer need the law.  Culture overcomes itself in a "self destruction of justice".  This is how a true individual is produced as the end of history, precisely the sovereign individual Hobbes' put at the beginning of history.

The second ambiguity creeps in during history.  This is the necessary perversion of culture and confusion between it and reactive institutions.  For Nietzsche, the violence of culture is always being made to serve other ends, and 'history' is the history of the degradation of culture as a force.  The selective pressure of culture gets weaker and weaker over time precisely because it succeeds in making us so thoroughly capable of joining groups.  In this way we turn over further selection to the particular ends of each group, and no longer create the 'generic' individual that is effectively a group of one (our internalized debtor-creditor relation).  This is why Nietzsche is always so obsessed with the concept of decadence.  The more effective culture is, the more it loses its way.  The more power we have, the more stupidity we permit ourselves, the more we can survive.  In practice, our culture seems to have selected not for the sovereign individual or law-giver, but for the domestic herd animal or law-taker.  

Species activity in history is inseparable from a movement which perverts it and its product. Furthermore, history is this very perversion, it is identical to the "degeneration of culture". - Instead of species activity, history presents us with races, peoples, classes, Churches and States. Onto species activity are grafted social organisations, associations, communities of a reactive character, parasites which cover it over and absorb it. By means of species activity - the movement of which they falsify - reactive forces form collectivities, what Nietzsche calls "herds" (GM III 18). - Instead of justice and its process of self-destruction, history presents us with societies which have no wish to perish and which cannot imagine anything superior to their own laws. (NP, 138)

With decadence, culture doesn't dissolve or disappear into the individual, but becomes all pervasive.  Today we are enmeshed in so many cultures that commanding our self seems impossible.

4.14

At this point we return to the main story of the chapter, which is the genealogy of morals.  The story so far is: 1) Ressentiment arises as a disturbance of the faculty of forgetting that results in a reorientation of consciousness.  2) Ressentiment develops through the creative intervention of the Jewish priest, who gives meaning to the pain caused by that disturbance.  Your pain proves that 'they' are bad, and as a result, you are good.  You feel much better after hearing this even though you are still in pain, because now you can at least dream of revenge, even if you cannot act on it because you remain sick and powerless.  3) Bad conscience develops out of ressentiment when the source of the pain formerly projected onto the world becomes introjected inside us.  We thus multiply our own pain because what we hate and define ourselves against has moved within us.  4) Bad conscience develops into guilt and sin through the creative intervention of the Christian priest.  The thing that is giving us pain and that we are trained to hate, is actually our self.  We have some original defect or sin that makes all of our pain our own fault.  

We can see that there are two creative moments in this story.  In the first, the Jewish priest invents the fiction of an inactive force, the paralogism of the moral substance we explored in 4.6.  In the second, the Christian priest invents the notion of the super-ego, the moral conscience that causes pain from within and can never be assuaged by our actions.  We saw in 4.10 that his second moment reverses the direction of the ressentiment developed in the first moment.  We move from reactively hating a source of pain projected outside ourselves, to actively hating a source of pain within ourselves.  While this sounds understandable at first, the more you think about it, the more mysterious the psychology of this reversal becomes.  Blaming our pain on another seems like a straightforward misdiagnosis.  And at least hating them gives us a way to feel superior about our inferiority.  But why would we continually multiply our pain by blaming it on ourselves?  What belief would induce us to internalize the source of our pain and not merely separate our active force from what it can do by giving it an imaginary revenge, but actually make active force become-reactive, and start taking revenge on itself?

The long digression on the operation of culture was meant to answer this question.  Separately from the story of the genealogy of morals, a historic story, there is a story of the violent prehistory and self-overcoming post-history of culture.  Culture instills in us the model of the debtor-creditor relationship whose power asymmetry is expressed in the fact that the pain of one serves as the pleasure of the other.  In fact, this debtor-creditor relationship is really the model of what a will is -- a force operating on another force, necessarily creating a hierarchy of power.  At first, this relationship is between one person and another more power one.  Later it characterizes the relationship between the person and the larger power of the group.  Nietzsche traces the evolution of the power we are each indebted to in his second essay; it grows as the power of our collective culture grows.  We move from being in debt to another person, to being in debt to our ancestors, to being in debt to God.  The debt moves from being something we can potentially discharge through our pain, to being infinite and unpayable.  Finally, Christianity lodges the never satisfied creditor directly within us.  What we're seeing here is the gradual hijacking of the mechanism of culture by the reactive force of ressentiment.  This is what enables reactive force to not merely triumph but to spread and make everything become-reactive.  And this hijacking explains what we get from locating the source of pain within us -- it gives us pleasure.  

Christianity holds a distorted mirror up to the goal of culture.  Culture has trained us to see inflicting pain as a type of pleasure.  But it did this only as a means of forming an individual who goes beyond pleasure and pain, who so internalizes the debtor-creditor relationship that they no longer need it to govern their actions.  By contrast, Christianity internalizes the most extreme form of the creditor -- God.  Instead of merging debtor and creditor, discharging our debt to ourself and making our own law, we are now condemned to pay interest to ourselves ad infinitum, simultaneously inflicting pain on ourselves and feeling the pleasure this gives us, the "voluptuousness of the martyr" (WP, #417).  

4.15 - 4.16

One of Deleuze's goals in telling this rather elaborate story of crossbreeding is to show the moments where some creative will is required.  Someone ("which one?") has to invent the two fictions that allow ressentiment and bad conscience to respectively develop into their higher forms.  Ressentiment needed the fiction of substance.  Bad conscience needed the fiction of an internal 'higher power' (for which is borrowed and repurposed the violent means of culture).  Together, these two fictions constitute a third -- the ascetic ideal.  Or perhaps it would be more accurate to say that these two fictions are forms invented by a single underlying will (ie. a force that operates on other forces and makes them become).  Ultimately, our story revolves around the will to negate this world, to long for a better world beyond.  The weak always want things to be some other way.  As Nietzsche says in the final line of the Genealogy of Morals, in its depths, this will would rather will nothingness than will things to stay as they are ... to not will. 

In its initial sense the ascetic ideal designates the complex of ressentiment and bad conscience: it crosses the one with the other, it reinforces the one with the other. Secondly, it expresses all the ways in which the sickness of ressentiment, the suffering of bad conscience become livable, or rather, are organised and propagated; the ascetic priest is simultaneously gardener, breeder, shepherd and doctor. Finally, and this is its deepest sense, the ascetic ideal expresses the will which makes reactive forces triumph. "The ascetic ideal expresses a will" (GM III 23). We discover the idea of a fundamental complicity (not an identity, but a complicity) between reactive forces and a form of the will to power. Reactive forces would never prevail without a will which develops the projections, which organises the necessary fictions. (NP, 144)